
BIO
Jessica serves as the Chief Compliance Officer and Director of Operations of Westminster Financial Companies. Her duties include the day-to-day supervision of the firm, investment professionals, and support staff. She also ensures the firm has adequate policies and procedures in place to achieve compliance with industry rules and regulations and provides oversight and guidance to the operations department related to client and investment professional support. Jessica joined Westminster in 2002 and is registered as a Series 7 (General Securities Representative), Series 24 (General Securities Principal), Series 52 (Municipal Securities Representative), and Series 66 (Uniformed Combined State Law). Jessica is married with three daughters. Her hobbies include cooking, reading, going to concerts, and spending time with family and friends.
EDUCATION
- FINRA Series 7, 24, 52 & 66 Securities Licenses
